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How do I become a stockbroker?

XanthiaAlysha · 26 · 35788

XanthiaAlysha

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on: Dec 31, 2009, 01:48 PM
I love learning about the financial sector. I find it interesting and always want to learn. I have 7 years of experience selling and trading stock on my personnal account. Now, I want to find a job and become a stockbroker. How do I become one? I applied for several companies and have had no response. Do most companies want a bachlor degree? I still got a year and half left. I know you need to be sponsor to get your series 7, is there any other way? How is it like being a stockbroker? stress?


xuzhu

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Reply #1 on: Jan 05, 2010, 11:51 PM
There's a counterpart of Series 7 here in the Philippines. It's Certified Securities Representative. The exam is about financial concepts and Securities Regulation Code. Hmm. I think brokerage houses would require to have at least a college degree. It's a plus that you also have experience trading.


piameg

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Reply #2 on: Jan 13, 2010, 11:20 PM


mbd

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Reply #3 on: Jan 14, 2010, 03:27 AM
hi pia, alam mo gus2 ko din ito ... balak ko mag aral maging financial adviser, mga 3 yrs ata un pero modular nmn kaya pede ko ifit s life ko... i can't believe n hanggang ngayon wala p din equal opportunity sa work place dahil lng gurl k... parang ganun gus2 kong gawin s una maemploy s isang company para makapractice ako mag invest at di nakakatakot kc other peoples money un hehehe bad b ako.

cge kwento p kayo para madami p akong ma22nan dito s thread n ito.


rjs_mama

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Reply #4 on: Jan 23, 2010, 05:10 PM
this topic is very interesting. hindi ba pwede magapply stock broker kung wala ka pa experience trading stocks? pwede naman magtraining muna di ba?

meron ba pwede maapplyan na ganun? na sila ang magtrain sa mga konti pa lang alam sa stock trading?


SeeminglyHarmless

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Reply #5 on: Feb 18, 2010, 02:50 PM
Hi! I think Access Worldwide, etelecare and Sykes offer free training for Series 7 and 63 for their employees (correct me if I'm wrong). Do you know other companies that offer this as well? I'm hesitant to work in call centers because of the shifting schedules.

Thanks!  :thanks:


piameg

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Reply #6 on: Feb 18, 2010, 11:24 PM
@seeminglyharmless, correct ka dyan pero you will sign a bond contract that you cant resign for some years depending sa company/contract if they train you  :D


brownie

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Reply #7 on: Mar 02, 2010, 06:30 AM
Tanong lang po, kung ikaw ay maging isang stock broker, pwede ka pa rin bang mag-own at mag-trade ng sarili mong stocks? O dahil sa posibleng conflict of interest, bawal na mag-own at magtrade ng sarili mong stocks?


SeeminglyHarmless

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Reply #8 on: Mar 04, 2010, 05:46 PM
Ang pagkakakalam ko, pwede ka rin magka-stocks. Not sure kung pwedeng ikaw ang magtrade.


matt81phils

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Reply #9 on: Mar 30, 2010, 01:04 PM
« Last Edit: Mar 30, 2010, 01:09 PM by matt81phils »


mjwinxsky

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Reply #10 on: Apr 01, 2010, 09:36 PM
hi question lang po, anong post po sa mga call center ang dapat applyan kung gusto mong maging stock broker?thanks..


SeeminglyHarmless

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Reply #11 on: Apr 03, 2010, 01:39 PM
@^
CSR for brokerage sa Sykes. Sa Access Worldwide basta yung position na may training for S7. :D


matt81phils

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Reply #12 on: Apr 05, 2010, 08:32 AM
Yes tama yan. Sykes at Access Worldwide ang dalawang center na nagpapatraining for Series 7.


SeeminglyHarmless

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Reply #13 on: Apr 10, 2010, 02:50 PM
Hi, hope someone can answer/clarify:

A CSR license is required to trade only Philippine stocks, at ang S6/7/63 for US stocks?
Nag-eexpire din ba ang CSR like S6/7/63?
May "human" stockbrokers din ba ang mga online stockbrokers?
Sa mga companies na ba ito ako dapat mag-apply to sponsor CSR exam/license: http://www.pse.com.ph/html/MemberBrokerage/memberbrokeragefirms.jsp

Thank you in advance!

@piameg
PH stockbroker ka na ba?

@matt
Kaya lang, may bond sila. Kapag hindi ka pumasa, may babayaran ka. :(


matt81phils

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Reply #14 on: Apr 15, 2010, 07:33 AM
OK lang yung 1-2 years na bond, sandali lang yun. Try your best ka na lang sa pagrereview para makapasa ka sa Series 7 and 63 exams. Habang nagwowork ka naman sa company magiincrease na ang market value mo.


 


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